Memorandum of Understanding (MOU) between the SEC and ThaiBMA regarding Bond Market Supervisory Cooperation

Subject	Download
Memorandum of Understanding (MOU) between the SEC and ThaiBMA regarding Bond Market Supervisory Cooperation

   Rules, Regulations and Notifications

The Thai Bond Market Association is an association dealing with security business. The Association was founded by virtue of the provisions of The Securities and Exchange Act B.E. 2535 ( A.D.1992) and Supervised by the Office of the Securities and Exchange Commission.

Subject	Download
1.Regulations of The Thai Bond Market Association (Codified version) * The English translation was prepared by ThaiBMA, for the purpose of reference only. For legal force, please refer to the original Thai version.
2.Regulation of The Thai Bond Market Association Amended (No. 2) B.E. 2549
3.Regulation of The Thai Bond Market Association Amended (No. 3) B.E. 2553
4.Regulation of The Thai Bond Market Association Amended (No. 4) B.E. 2554
5.Regulation of The Thai Bond Market Association Amended (No. 5) B.E. 2555
6.Regulation of The Thai Bond Market Association Amended (No. 6) B.E. 2559
7.Regulation of The Thai Bond Market Association Amended (No. 7) B.E. 2560
8.Regulation of The Thai Bond Market Association Amended (No. 8) B.E. 2563

Part	Subject	Download
1	General Provisions
2	Objectives
3	Members and Membership
4	Rights and Obligations of Members
5	Board of Directors of the Association
6	Ethics of Conducing Business
7	Disciplines and Sanction of the Member
8	General Meeting
9	Termination of Membership
10	Finance and Accounting of the Association
11	Membership Admission Fee, Annual Fee,Information Registration Fee and Other Service Fee
12	Modification, Dissolution and Liquidation of the Account of the Association
13	Material and Service Procurement
14	Transitory Provision

    Notification of the Board of Directors of the Thai Bond Market Association

Part	Subject	Issue Date	Download
1	Member
1.1	Representative of the Member	10/11/2005
1.2	Transfer of Rights of Membership	10/11/2005
1.3	Arbitration Proceeding	10/11/2005
1.4	Relaxation of Member Annual Fee Payment	14/02/2007
2	Trading, Reporting and Maintaining Trading Records
2.1	Preparing and Maintaining Trading Records B.E.2548 (2005) (Codified)	10/11/2005
2.2	Standard of Practices for the Bond Market B.E.2548 (2005) (Codified)	10/11/2005
2.3	Notification_Rules on Examination of Documents and Trading Accounts of Members B.E.2554 (Codified)	30/03/2001
2.4	Improper Practices of Member	05/02/2008
2.5	Terms, Conditions and Procedure concerning Reporting of Debt Instrument Trading	09/01/2008
	(Attachment) Bond trading purpose and Counterparties abbreviate name	04/01/2021
2.6	Clarification regarding Reporting of B/E transaction	23/11/2009
3	Registered Trader
3.1	Rules and Procedure in Continuing Professional Education (CPE) of Registered Trader	13/03/2012
3.2	Registered Trader B.E.2563 (2020) (Codified)	13/2/2020
3.3	Notification_Extension of registered trader Refresher Course for renewal a registered trader due to COVID-19 pandemic	28/12/2020

Part	Subject	Issue Date	Download
4	Registered Debt Instrument
4.1	Exemption of Debt Instrument Information Registration Fee B.E. 2006	19/06/2006
4.2	Registration of Debt Instrument Information (Codified)	05/02/2008
4.3	Fee for Registration of Debt Instrument Information	21/03/2015
4.4	Standard Regulations on Registration Work of Registered Debt Instrument (Codified)	10/11/2010
4.5	Rules on Registration of Short-Term Debt Instrument 18-Sep-12	21/09/2013
4.6	Standard Regulations on Registration Work of Registered Debt Instrument (No.3) 8-Oct-13	15/06/2013
4.7	การกำหนดลักษณะเหตุจำเป็นและเหตุสุดวิสัยของการขึ้นทะเบียนตราสารหนี้ระยะสั้น	26/03/2010
5	Member Compliance
5.1	Practices of Compliance Officer 12-Mar-08	12/03/2008
5.2	Administrative Sanctions concerning Reporting of Debt Instrument Trading	21/01/2014
5.3	Appointment of On-Site Examiners	24/02/2021
5.4	การกำหนดรายการซื้อขายตราสารหนี้ที่มีมูลค่าน้อย (Small lot)	04/02/2014
6	Service for Bond Information
6.1	Service for Mark to Market information 23-Jul-10	23/07/2010
6.2	Bond Mark to Market Services	10/04/2020
6.3	อัตราค่าบริการกำหนดมูลค่ายุติธรรม	23/07/2010
6.4	ค่าบริการข้อมูลมูลค่ายุติธรรม (Mark to market) ตามประเภทผู้ใช้บริการ	01/10/2010

    ThaiBMA's Code of conduct

No	Subject	Download
1	Code of conduct of the Thai Bond Market Association For Members Submitting Quoted bid-offer yield for the Calculation of Reference Yields